OUR SERVICES

  • AML/CFT/CPF Legal Advice and Compliance Support
  • Assisting with the design and undertaking ML/TF Risk Assessments
  • Development and implementation of robust AML/CTF/CPF frameworks of financial and non-financial institutions.
  • AML/CTF/CPF training of financial and non-financial institutions, law enforcement agencies, and other relevant stakeholders.
  • Conduct research and coordinate knowledge sharing programmes in the field of AML/CFT.
  • Developing transaction monitoring program.
  • AML Independent Review
  • AML/CFT/CPF Legal Advice and Compliance Support
  • FIAServ offers you high quality legal and regulatory advice on your operational AML/CTF/CPF Programs.
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AML/CFT/CPF Legal Advice and Compliance Support

FIAServ offers you high quality legal and regulatory advice on your operational AML/CTF/CPF Programs. Our services include:

  • Advice on the statutory AML/CTF/CPF obligations you need to comply with; what you need to do to comply; and what you need to put it place and implement.
  • Advise on establishing a good professional working relationship with the Financial Intelligence Unit, Supervisory Regulatory Authority and LEAs.

AML Independent Review

In reviewing your AML/CTF/CPF program, we do not just do it to make sure you are complying with the laws, but we help you to improve your effectiveness in the implementation of the AML/CFT/CPF processes.

In assessing your effectiveness, our independent AML/CTF/CPF review tests the following:

  • How comprehensive your AML/CTF/CPF policies and procedures are;
    Whether you understand your vulnerability to ML/TF/PF risks, i.e. completeness of your risk assessment.
  • Whether you are effectively applying the risk based approach in implementing AML/CTF/CP

Outcomes of our independent review will help your organization:

  • Reduce operating costs
  • Simplify your AML/CTF program in line with the risk based approach.
  • Tighten controls without increasing administration and related costs
  • Recommend changes to policies and procedures.
  • Give the board and senior management the assurance that their

AML/CFT/CPF framework is robust and compliant.

AML Risk Assessment and Risk Based Approach Program
ML/TF/PF risk assessment is a legal requirement which organizations should periodically undertake to assess their levels of exposure to ML/TF/PF risks, and come up with control measures commensurate with the risks identified.

With our dedicated AML/CFT/CPF experts, we will work with you in conducting a tailor-made institutional ML/TF/PF risk assessment exercise and producing the report. Outcomes of the risk assessment will inform the risk based approach AML/CTF/CPF programme that we will then develop for your organization.

We are able to do this because we:

  • Understand what is required to complete a thorough AML/CTF Risk Assessment.
  • Use international risk management standard methodology in conducting the risk assessment.
  • Work closely with clients during the risk assessment.
  • Tailor the risk assessment to your unique business.
  • Know how to link the risk assessment to your AML/CTF Program.

AML Training of Staff

We understand that for an organization to be effective in implementing AML/CTF/CPF measures, its staff members should be aware of their roles and should have an AML/CFT/CPF culture embedded in them. At. FICS, we offer training workshops, seminars, conferences and on-the-job trainings, which meet your requirements and expectations.

Trainings we offer will make sure your employees are aware, alert and vigilant about the risks of money laundering, terrorism financing and proliferation financing, and their expected obligations. At FICS, we can help you get your staff up to high levels of effectiveness. Our tailored AML/CTF trainings are designed specifically for your business, and are delivered in a way that is most convenient for your employees.